Water/Wastewater Filing Requirements for Bonding

  Cash/Certificate of Deposit Bond Irrevocable Letter of Credit Bond Commercial Surety Bond
Bond A-1 X 1/    
Bond A-2   X 1/  
Bond A-3     X 1/
Cash / CD X 2/    
Letter of Credit   X 3/  
Power of Attorney     X 4/
Commitment Letter   X 5/ X 5/

(Hand deliver or mail all original bond documents to Commission Bond Administrator Joann Snyder, 430 N. Salisbury Street, 2nd Floor, Room 2074F, Raleigh, North Carolina 27603. Contact Joann Snyder at 919-733-7683 or jsnyder@ncuc.net with any questions regarding the completion or submittal of bond documents. Do not file copies of bond documents through the Commission’s website portal – submittal of original documents is required.)


  • 1/ - Original Copy of the Bond - Bond forms (appendices) are available below.
  • 2/ - Notification of deposit from the bank that cash or Certificate of Deposit surety has been received for a given bond.
  • 3/ - Original Copy of Non-Perpetual Irrevocable Letter of Credit [Letter of Credit must comply with Rule R7-37 New Section (e)(4) as adopted by the Commission in its Order dated July 19, 1994, in Docket No. W-100, Sub 5.]
  • 4/ - Original Copy of Power of Attorney for individual who signed Appendix A-3 as Corporate Surety
  • 5/ - Original Copy of Commitment Letter
    • This letter need only contain a statement indicating whether the utility is required to pledge utility company assets (collateral and type) to secure the bond or irrevocable letter of credit; and
    • The premium paid by the utility (if any) to the bank and/or lending institution for their accommodation of the borrower.

Bond Appendices

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